BUWOG AG - Change in stake of voting rights (16/2015)

9 września 2015, 10:12

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| | POLISH FINANCIAL SUPERVISION AUTHORITY | | | | | | | | | | |
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| | | | | UNI - EN REPORT No | 16 | / | 2015 | | | | |
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| | Date of issue: | 2015-09-09 | | | | | | | | | |
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| | Short name of the issuer | | | | | | | | | | |
| | BUWOG AG | | | | | | | | | | |
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| | Subject | | | | | | | | | | |
| | Change in stake of voting rights | | | | | | | | | | |
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| | Official market - legal basis | | | | | | | | | | |
| | Art. 56 ust. 1 pkt 1 Ustawy o ofercie - informacje poufne | | | | | | | | | | |
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| | Unofficial market - legal basis | | | | | | | | | | |
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| | Contents of the report: | | | | | | | | | | |
| | JPMorgan Chase & Co. notified on 08 September 2015 pursuant to section 91 Austrian Stock Exchange Act that JPMorgan Chase & Co., and its controlled undertakings, crossed a reporting threshold on 04 September 2015 and have a relevant interest in 4,890,368 shares or 4.909% of the voting rights of BUWOG AG. The interest of J.P. Morgan Securities plc* is shown below: Type of Instrument: Ordinary Share Expiry Date/Conversion Period: N/A No. of Securities: 1,377,866 No. of Equivalent Shares: 1,377,866 % of Total Voting Rights: 1.383% Type of Instrument: Stock Loan Option Expiry Date/Conversion Period: 11/09/2019 No. of Securities: 2,850,000 No. of Equivalent Shares: 2,850,000 % of Total Voting Rights: 2.861% Type of Instrument: Convertible Bond (ISIN XS1108672988) Expiry Date/Conversion Period: 11/09/2019 No. of Securities: 6,000,000 No. of Equivalent Shares: 369,004 % of Total Voting Rights: 0.370% Type of Instrument: Equity Swap Expiry Date/Conversion Period: 29/09/2015 No. of Securities: 165 No. of
Equivalent Shares: 165 % of Total Voting Rights: 0.000% Type of Instrument: Equity Swap Expiry Date/Conversion Period: 13/01/2016 No. of Securities: 484 No. of Equivalent Shares: 484 % of Total Voting Rights: 0.000% Type of Instrument: Equity Swap Expiry Date/Conversion Period: 18/03/2016 No. of Securities: 223,849 No. of Equivalent Shares: 223,849 % of Total Voting Rights: 0.225% Type of Instrument: Equity Swap Expiry Date/Conversion Period: 29/03/2016 No. of Securities: 5,740 No. of Equivalent Shares: 5,740 % of Total Voting Rights: 0.006% Type of Instrument: Equity Swap Expiry Date/Conversion Period: 10/10/2016 No. of Securities: 63,260 No. of Equivalent Shares: 63,260 % of Total Voting Rights: 0.064% Sum No. of Equivalent Shares: 4,890,368 Sum % of Total Voting Rights: 4.909% Please note that 1,016,468 of the ordinary shares were lent out. Please also note that JPMorgan Chase & Co. no longer has a notifiable interest in BUWOG AG due to the applicability of the trading book exemption. * Subsidiary which
is controlled, directly or indirectly (via intermediate holding companies), by JPMorgan Chase & Co. The chain of ownership is as follows: J.P. Morgan Securities plc (London, United Kingdom, ID: 02711006) is an indirect subsidiary of JPMorgan Chase & Co (Wilmington, Delaware, U.S.A., ID: 0691011), as follows: The shares in J.P. Morgan Securities plc (London, United Kingdom, ID: 02711006) are held by J.P. Morgan Capital Financing Limited (London, United Kingdom, ID: 02290621) (0.64%) which is a 100% subsidiary of JPMorgan Chase & Co (Wilmington, Delaware, U.S.A., ID: 0691011) and by J.P. Morgan Chase International Holdings (London, United Kingdom, ID: 01049473) (99.36%). J.P. Morgan Chase International Holdings (London, United Kingdom, ID: 01049473) is a 100% subsidiary of J.P. Morgan Chase (UK) Holdings Limited (London, United Kingdom, ID: 01213086). J.P. Morgan Chase (UK) Holdings Limited (London, United Kingdom, ID: 01213086) is a 100% subsidiary of J.P. Morgan Capital Holdings Limited (London, United
Kingdom, ID: 03871969). The shares of J.P. Morgan Capital Holdings Limited (London, United Kingdom, ID: 03871969) are held by J.P. Morgan International Inc. (New York, New York, U.S.A., ID: 830319), directly (0.001%) and indirectly through J.P. Morgan International Finance Limited (Newark, Delaware, U.S.A., ID: 906915) (72.727%) and J.P. Morgan Overseas Capital Corporation (Newark, Delaware, U.S.A., ID: 0782145) (27.272%) which itself is a 100% subsidiary of J.P. Morgan International Finance Limited (Newark, Delaware, U.S.A., ID: 906915); J.P. Morgan International Finance Limited (Newark, Delaware, U.S.A., ID: 906915) is a 100% subsidiary of Bank One International Holdings Corporation (Chicago, Illinois, U.S.A., ID: 840242) which itself is a 100% subsidiary of J.P. Morgan International Inc. (New York, New York, U.S.A., ID: 830319). J.P. Morgan International Inc. (New York, New York, U.S.A., ID: 830319) is a 100% subsidiary of JPMorgan Chase Bank, National Association (Wilmington, Delaware, U.S.A., ID: OCC
Charter 8). JPMorgan Chase Bank, National Association (Wilmington, Delaware, U.S.A., ID: OCC Charter 8) is a 100% subsidiary of JPMorgan Chase & Co (Wilmington, Delaware, U.S.A., ID: 0691011). | | | | | | | | | | |
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| | Annexes | | | | | | | | | | |
| | File | Description | | | | | | | | | |
| | 2015 09 08 BeteiligungspublizitätsmeldungenTabelle.pdf | change in stake of voting rights | | | | | | | | | |
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REPORT
INFORMATION ABOUT THE ENTITY
SIGNATURE OF PERSONS REPRESENTING THE COMPANY

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| | | BUWOG AG | | | | | | | | | | | |
| | | (fullname of the issuer) | | | | | | | | | | | |
| | | BUWOG AG | | | | | | | | | | | |
| | | (short name of the issuer) | | (sector according to clasification of the WSE in Warsow) | | | | | | | | | |
| | | 1130 | | Wiedeń | | | | | | | | | |
| | | (post code) | | (city) | | | | | | | | | |
| | | Hietzinger Kai | | 131 | | | | | | | | | |
| | | (street) | | (number) | | | | | | | | | |
| | | +43 1 87 828 12 05 | | +43 1 87 828 52 05 | | | | | | | | | |
| | | (phone number) | | | (fax) | | | | | | | | |
| | | investor@buwog.com | | www.buwog.com | | | | | | | | | |
| | | (e-mail) | | | (web site) | | | | | | | | |
| | | ATU68290645 | | | | | | | | | | | |
| | | (NIP)
| | | (REGON) | | | | | | | | |
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